LIVE + RECORDED • CORPORATE COMPLIANCE
Let’s Learn Compliance
Three structured levels. Real filings. Practical drafting. Assessments. Certificate by SRA (PCS). All classes recorded → Google Drive.
Courses we offer:
Certificate by SRA
Verified, LinkedIn-friendly
All levels
Corporate Compliance Journey
From first ROC filing to certification-level practice.
Beginner
4 weeks • ₹5,000
Advanced
6 weeks • ₹10,000
Expert
8 weeks • ₹18,000
Compliances
Corporate Compliance Foundation
- Companies Act + allied laws (Income-tax, GST)
- Key terms: DIN, DSC, Director, Promoter, Shareholder
- Annual filings: AOC-4, MGT-7A, ADT-1/3 (overview & purpose)
- Reading Balance Sheet & Profit & Loss; Board meeting basics (SS-1/SS-2)
₹5,000
Enroll now
Certificate by SRA • Free consultation for 5 years
Corporate Compliance Professional
- Compliance mapping per entity; DIN/DSC procedure & PAN/MCA linkage
- Director’s Report, ADT workflow; ratio analysis & audit observations
- Rights, Private Placement, Preferential Allotment – end-to-end
- FDI filings: FC-GPR, FC-TRS under FEMA 20(R); Share transfer kit (SH-4)
₹10,000
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Certificate by SRA • Free consultation for 5 years
Corporate Compliance Mastery
- RPT (188), Inter-corporate loans/investments (185/186), managerial pay (197/198)
- Governance: Committees, Secretarial Audit (204), SS application
- M&A (230–240) – NCLT documentation; FEMA advanced: ODI, downstream, compounding
- Advanced drafting: ESOP, SHA, non-compete/solicitation; Capstone client case
₹18,000
Enroll now
Certificate by SRA • Free consultation for 5 years
Table of Contents
Beginner (Foundation)
- Companies Act & allied laws (Income-tax, GST)
- Key concepts: DIN, DSC, Director, Promoter, Shareholder
- Annual Compliances: AOC-4, MGT-7A, ADT-1, ADT-3
- Financial statements – BS, P&L; Board meeting basics
- DIR-12, MBP-1, DIR-8 • Auditor forms overview
- Funding overview: Rights, Private Placement, ESOP
- FDI basics & common ROC forms (PAS-3, SH-7, INC-22, DPT-3)
Advanced (Professional)
- Compliance mapping by business structure • DIN/DSC + PAN/MCA
- Director’s Report & ADT flow • Ratio analysis & audit notes
- Rights/PP/PA – timelines, valuation & documentation
- FDI filings: FC-GPR & FC-TRS • Share transfer pack (SH-4)
- ROC workflows: PAS-3, INC-22, GNL-1 • ITR-6, TDS, MAT
- GSTR-1/3B & ITC reconciliation • Drafting Notice/Agenda/Minutes (SS-1/SS-2)
- LLP filings • Due-diligence checklist • RPT/185/186/188 overview
Expert (Mastery)
- Integrated compliance management • Multi-Act alignment
- DIN management, deactivation/reactivation • e-filing troubleshooting
- XBRL & consolidated filings • Sec 134 & 137
- Fund-flow tracking • DIR-9 disqualification • NFRA interactions
- Capital structuring, valuation, share swap, debentures
- ODI, IFSC, downstream reporting • RBI audit & compounding
- M&A (230–240) • NCLT petitions • PCS certification & ethics
Comparison
Beginner vs Advanced vs Expert| Topic / Area | Beginner (Foundation) | Advanced (Professional) | Expert (Mastery) |
|---|---|---|---|
| Objective | Build basic understanding of corporate compliance and ROC process. | Gain practical experience in filings, drafting, FEMA, and compliance strategy. | Achieve mastery in complex corporate laws, governance, and certification-level practice. |
| Corporate Compliance Introduction | Overview of Companies Act, 2013 & allied laws (Income Tax, GST). | Compliance mapping – applicable laws per structure. | Integrated compliance management systems across Acts. |
| Key Terms & Concepts | DIN, DSC, Director, Promoter, Shareholder – overview. | Legal meaning, DIN/DSC process, PAN & MCA linkage. | DIN multiple directorships, de/activation, e-filing troubleshooting. |
| Annual Compliances | AOC-4, MGT-7A, ADT-1, ADT-3 – overview & purpose. | Director’s Report, ADT forms, auditor appointment workflow. | Consolidated/XBRL filings, Sec 134 & 137 compliance. |
| Financial Statements | Read Balance Sheet & P&L. | Ratios, notes, audit observations, practical interpretation. | Capital structure review, fund-flow, compliance audit. |
| Director Appointment & Resignation | DIR-12, MBP-1, DIR-8 – basics. | End-to-end drafts, e-forms, resolutions, registers. | Disqualification cases, adjudication & DIR-9. |
| Auditor Appointment / Removal | ADT-1 & ADT-3 overview. | Filing process, resolutions, auditor consent. | Removal u/s 140, NCLT, NFRA-related compliance. |
| Funding & Capital Raising | Rights, Private Placement, ESOP overview. | Rights (PAS-3), PP (PAS-4/5), Preferential Allotment. | Structuring, valuation, swaps, sweat equity, debentures. |
| FDI & FEMA | FDI routes. | FC-GPR & FC-TRS; FEMA 20(R). | ODI/IFSC, downstream, compounding & RBI audit. |
| Common ROC Filings | PAS-3, SH-7, INC-22, INC-20A, DPT-3, DIR-3 KYC, GNL-1. | Practical workflow with docs & BRs. | Resubmissions, GNL-2, strike-off (STK-2). |
| Income-Tax & GST | Basics. | ITR-6, TDS, MAT • GSTR-1/3B, ITC. | Tax planning • GST notices & resolution. |
| Board Meetings & Drafting | Concept & frequency. | Notice, Agenda, Minutes (SS-1/SS-2). | Digital meetings, circular resolutions, committees. |
| Transfer of Shares | SH-4 intro. | Practical SH-4 + BR + registers. | Disputes, Sec 59 rectification, NCLT overview. |
| LLP & Others | Simple overview. | LLP incorporation, FiLLiP, Form 3, annuals. | Conversion, strike-off, cross-entity management. |
| Due Diligence | — | Checklist, director KYC, document review. | Full report with observations & recommendations. |
| RPT & Inter-Corporate Loans | — | 185/186/188 overview & approvals. | Disclosures, limits computation, case-law analysis. |
| Managerial Remuneration | — | Remuneration & profit computation overview. | 197/198 deep dive, overall ceiling, SR cases. |
| Corporate Governance | — | Board/committee composition & duties. | Audit, NRC, CSR + Secretarial Audit (204). |
| Mergers & Restructuring | — | — | 230–240 process, notice, scheme & petition (NCLT). |
| Compliance Risk Management | — | Risk identification & penalties. | Compliance calendar + automation; internal audit. |
| Legal Drafting Practice | — | Resolutions, MOA/AOA clauses, simple agreements. | Non-compete/solicitation, SHA & ESOP agreements. |
| Startup & MSME | — | Post-incorporation & labour filings checklist. | MSME Form I, funding docs, DPIIT benefits, case studies. |
| Secretarial Standards | — | SS-1 (Board) & SS-2 (GM) basics. | Deviations, audit procedures, compliance reports. |
| Real Case Studies | — | Delay filing, name change, director change. | Penalties: NDH, RPT, FDI, auditor default + remedies. |
| Representation & Certification | — | — | Signing authority, PCS certification, peer review, ethics. |
| Integrated Practice Project | — | Assignments on e-filings. | Capstone – end-to-end client simulation. |
Benefits
Helps to crack jobs: interview-ready examples, drafting templates & checklists.
In-depth knowledge: story-based sessions + practical assignments.
Certificate by SRA (PCS): shareable on LinkedIn with verification.
Doubt support: live Q&A + after-class forum.
Draft Certificate Preview Area — place your certificate image or design here for students to see what they will receive.